Whistleblower protection is a hot topic in France, as a new act aimed at improving the protection of whistleblowers was adopted by French Senate on February 16, 2022. The new act should come into force in France by mid-2022.
Essentially, the new text is aimed, by modifying the provisions of the “Sapin 2” law dated December 9, 2016 “on transparency, the fight against corruption and the modernization of economic life” to broaden the scope of beneficiaries of the protective status, to simplify the terms of alerts and improve the protection granted to whistleblowers, in particular employees. In doing so, it transposes into French law the provisions of European Union Directive 2019/1937 of 23 October 2019 on the protection of persons who report violations of Union law, but gets also a bit further than the Directive on several points.
The so-called “Sapin 2” already set for a protection regime for the person who launches an alert in the general interest but also for those, legal or natural persons, who could be the object of an alert which would ultimately prove to be malicious or unfounded. According to the new act, a whistleblower should be now a “natural person who reports or discloses, without direct financial compensation and in good faith, information relating to a crime, an offense, a threat or an injury to the general interest, a violation or an attempt to conceal a violation of an international commitment duly ratified or approved by France, of a unilateral act of an international organization made on the basis of such a commitment, European Union law, law or regulation”.
One of the main modifications to the current legislation is to offer the whistleblower the possibility of going directly through an external channel (administrative or judicial authority, professional order, etc.). Currently, they must report internally, within the company or administration, and can only use the external channel if the first alert has not been taken into account. Potentially, whistleblowers can then find themselves in a fragile situation for several months, even in companies that have set up a specific system.
Confidentiality is obviously key in both the EU Directive and the “Sapin 2” law, the latter providing that the procedures implemented to collect reports guarantee strict confidentiality of the identity of the authors of the report, of the persons targeted by it and of the information collected by the report. Disclosing one of this information is punishable by two years’ imprisonment and a fine of EUR 30.000.
The new act also strengthens the rights of whistleblowers. Criminal penalties, up to three years’ imprisonment and heavy fines (EUR 45.000), should be introduced for retaliation. The text also provides for the impossibility of resorting to any method likely to destabilize the whistleblowing employee: layoff, demotion, refusal of promotion, disadvantageous treatment, placing on blacklist in a given sector of activity, etc.
The new act provides that whistleblowers would not be civilly liable for damage caused by their reporting or public disclosure when they could consider, when they did so, that the reporting or disclosure was necessary to the protection of the interests in question. Article 122-9 of the penal code already provides that the person who meets the definition criteria of a whistleblower who infringes a secret protected by law is not liable if this disclosure is necessary and proportionate to the safeguard of the interests in question and that it intervenes in compliance with the reporting procedures defined by law. This immunity will be extended to the persons referred to in article 6-1 of the “Sapin 2” law, namely facilitators and relatives in particular, who remove, reveal or conceal data covered by secrecy or confidential. However, facts, information or documents, whatever their form or medium, covered by national defense secrecy, medical secrecy, secrecy of judicial deliberations, of the investigation or of the judicial investigation, or legal privilege.
Me Lionel PARAIRE
GALION Société d’Avocats